Filed February 5, 2018
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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.3+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $100,970 |
CHARLES SCHWAB & CO., INC.3+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $2,030 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO INC AND AFFILIA Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $96,904 | $155,795-37.8% | $136,294-28.9% | $69,631+39.2% |
| Participation rate | 97.8% | 75.2%+22.6pp | 81.9%+15.9pp | 70.7%+27.1pp |
| Annual return | 21.89% | 232464.33%-232442.4pp | 5155.94%-5134.0pp | 27571.02%-27549.1pp |
| Employer contribution / active EE | $3,764 | $2,991+25.9% | $4,695-19.8% | $2,032+85.2% |
| Participant deferral / active EE | $12,888 | $5,394+138.9% | $6,247+106.3% | $3,224+299.8% |
| Admin fee / account holder | $98 | $128-23.8% | $9,243-98.9% | $110-11.5% |