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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $101,327 |
EPOCH CONSULTING GROUP5+ years Service code 70 2455 BENNETT VALLEY ROAD · SANTA ROSA, CA 95404 | Consulting Fees | $18,000 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $102,484 | $237,565-56.9% | $141,191-27.4% | - |
| Participation rate | 88.2% | 70.1%+18.0pp | 82.5%+5.7pp | - |
| Annual return | 23.90% | 19.47%+4.4pp | 71.41%-47.5pp | - |
| Employer contribution / active EE | $5,417 | $2,430+122.9% | $4,736+14.4% | - |
| Participant deferral / active EE | $9,508 | $5,165+84.1% | $6,710+41.7% | - |
| Admin fee / account holder | $102 | $15,211-99.3% | $10,264-99.0% | - |