Filings through .
Filed March 25, 2012 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP10+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $21,874 |
Service code 27 · EIN 04-2675571 | Advisory (Plan) | $12,130 |
MORNINGSTAR1 year Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
Filed as: WILSHIRE ADVISORS LLC Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
3 funds of $250K or more; 20 lines in all, holding $2.7M of the plan's $2.7M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: Principal LifeTime, mutual fund, 66% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Mutual fund Target-date, 7 vintagesRecordkeeper's own fund | $1.8M | 66.1% |
| Franklin Dynatech Fund Class R6 Franklin Templeton · Mutual fund | $163K | 6.0% |
| Principal MidCap R6 Principal · Mutual fund Recordkeeper's own fund | $119K | 4.4% |
| Fidelity Advisor Equity Growth Fund Fidelity (FMR) · Mutual fund | $94K | 3.5% |
| GIC, no stated maturity date, interest as of June 30, 2025 Principal · Insurance contract Recordkeeper's own fund | $88K | 3.2% |
| Am Funds New Persp R6 Fund Manager not matched · Mutual fund | $84K | 3.1% |
| LargeCap S&P 500 Index Fund R-1 Principal · Mutual fund IndexPossible retail class R1Recordkeeper's own fund | $80K | 3.0% |
| Am Fds Grth Fd of Am R6 Fund Manager not matched · Mutual fund | $58K | 2.1% |
| PIMCO Stocks Plus International I Fund N/R PIMCO (Allianz) · Mutual fund | $58K | 2.1% |
| NEW World Fund INC Class R-6 Capital Group · Mutual fund | $55K | 2.0% |
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.