Filings through Sep 24, 2026.

Retirement plan

Qad Inc. 401(k) Retirement Plan

Name: QAD INC. - QAD INC. 401(K) RETIREMENT PLAN (2024) Form 5500
Creator: QAD INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, QAD INC. 401(K) RETIREMENT PLAN, QAD INC.

Qad Inc.EIN 77-0105228Plan #001PY 2024

101 INNOVATION PLACE - SANTA BARBARA, CA 93108805-566-6000qad.comLinkedIn1001-5000 employeescomputer software

Prospect flagsFailed to transmit contributionsFew collective trustsFund lineup: 28 funds, $184M

How to read this page

Total assets (EOY)

$189.4M

+17.0% from 2023

Total participants

854

+15.2% from 2023

Average account balance

$222,247

+1.4% from 2023

Annual return

26.19%

+7.88 pp from 2023

Benchmarks

See 3,315 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants250-999

Cohort3,315 peers

Snapshot2024

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Analytics

See the 10-year trajectory with Solo.

Service providers

Top 3 by compensation

Provider	Service type	Compensation
JOHN HANCOCK LIFE INSURANCE COMPANY10+ years Filed as: JOHN HANCOCK RETIREMENT SVCS Service code 15 · EIN 01-0233346	Recordkeeping	$171,100
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY Service code 27 1001 PAGE MILL ROAD · PAOLO ALTO, CA 93404	Advisory (Plan)	$73,232
BARTLETT, PRINGLE & WOLF, LLP10+ years Service code 10 · EIN 95-2089835 1123 CHAPALA STREET · SANTA BARBARA, CA 931900860	Accounting	$8,929

Fund lineup

CSV with Pro

28 funds of $250K or more; 18 lines in all, holding $184M of the plan's $189M. From the 2024 filing. Recordkeeper: John Hancock (Manulife).

In collective trusts0%median 0% for plans of $50M to $250M (10,699 plans)

In index funds19%median 25% for plans of $50M to $250M (10,699 plans)

In the main target-date series27%median 36% for plans of $50M to $250M (10,699 plans)

Employer stockNo

Target-date series: American Funds Target Date, mutual fund, 27% of fund dollars

Fund	Manager	Vehicle	Dollars	% of funds%
American Funds Target Date Capital Group · Mutual fund Target-date, 12 vintages	Capital Group	Mutual fund	$50.2M	27.2%
JPMorgan Large Cap Growth Fund Class R6 JPMorgan · Mutual fund	JPMorgan	Mutual fund	$49.0M	26.6%
Vanguard Institutional Index Fund Institutional Shares Vanguard · Mutual fund Index	Vanguard	Mutual fund	$23.2M	12.6%
NYL Guaranteed Int. Acct. New York Life · Insurance contract	New York Life	Insurance contract	$14.6M	7.9%
Vanguard Small-Cap Index Fund Admiral Shares Vanguard · Mutual fund Index	Vanguard	Mutual fund	$5.6M	3.1%
JP Morgan Mid Cap Value L JPMorgan · Other	JPMorgan	Other	$5.2M	2.8%
American Cap World GR & Inc R6 Manager not matched · Mutual fund	Not yet matched	Mutual fund	$5.1M	2.8%
Vanguard Total Bond Market Index Fund Admiral Shares Vanguard · Mutual fund	Vanguard	Mutual fund	$4.5M	2.5%
U.S. Large Cap Value Portfolio - Institutional Class Dimensional · Mutual fund	Dimensional	Mutual fund	$4.5M	2.4%
Vanguard Balanced Index Fund Admiral Shares Vanguard · Mutual fund Index	Vanguard	Mutual fund	$4.4M	2.4%

See the other 8 lines in this lineup with Solo.

Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.

Plan features & details

Pension benefit codes2E2F2G2J2K3F3H2S2T

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2S
Automatic enrollment
Plan provides for automatic enrollment in plan that has elective contributions deducted from payroll.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3F
Leased employees
Plan sponsor(s) received services of leased employees as defined in Code section 414(n) during the plan year.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

1 tripped

ComplianceFailed to transmit contributions
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).

Expense breakdown

Schedule H Part II

Admin total

$253K

$474 / participant

Investment mgmt$74K29.1%
Contract admin$171K67.4%
Other / not subdivided$9K3.5%

% of EOY assets

0.134%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

The auditor signed off without reservation. This is the cleanest opinion.

Auditor firm: BARTLETT, PRINGLE & WOLF, LLP
Auditor EIN: 952089835
Audit fees: $8,929
Opinion code: Unqualified

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Provider

Service type

Compensation

JOHN HANCOCK LIFE INSURANCE COMPANY10+ years

Filed as: JOHN HANCOCK RETIREMENT SVCS

Service code 15 · EIN 01-0233346

Recordkeeping

$171,100

MORGAN STANLEY SMITH BARNEY3 years

Filed as: MORGAN STANLEY

Service code 27

1001 PAGE MILL ROAD · PAOLO ALTO, CA 93404

Advisory (Plan)

$73,232

BARTLETT, PRINGLE & WOLF, LLP10+ years

Service code 10 · EIN 95-2089835

1123 CHAPALA STREET · SANTA BARBARA, CA 931900860

Accounting

$8,929

Fund

Dollars

% of funds%

American Funds Target Date

Capital Group · Mutual fund

Target-date, 12 vintages

$50.2M

27.2%

JPMorgan Large Cap Growth Fund Class R6

JPMorgan · Mutual fund

$49.0M

26.6%

Vanguard Institutional Index Fund Institutional Shares

Vanguard · Mutual fund

Index

$23.2M

12.6%

NYL Guaranteed Int. Acct.

New York Life · Insurance contract

$14.6M

7.9%

Vanguard Small-Cap Index Fund Admiral Shares

Vanguard · Mutual fund

Index

$5.6M

3.1%

JP Morgan Mid Cap Value L

JPMorgan · Other

$5.2M

2.8%

American Cap World GR & Inc R6

Manager not matched · Mutual fund

$5.1M

2.8%

Vanguard Total Bond Market Index Fund Admiral Shares

Vanguard · Mutual fund

$4.5M

2.5%

U.S. Large Cap Value Portfolio - Institutional Class

Dimensional · Mutual fund

$4.5M

2.4%

Vanguard Balanced Index Fund Admiral Shares

Vanguard · Mutual fund

Index

$4.4M

2.4%

Qad Inc. 401(k) Retirement Plan

Summary metrics

Benchmarksi

Analytics

Service providersi

Fund lineupi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Qad Inc. 401(k) Retirement Plan

Summary metrics

Benchmarksi

Analytics

Service providersi

Fund lineupi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Fund lineup

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Fund lineup

Opportunity flags

Expense breakdown

Audit opinion