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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC5 years Filed as: UBS FINANCIAL SERVICES Service code 27 · EIN 13-2638166 | Advisory (Plan) | $5,906 |
7 funds of $250K or more; 19 lines in all, holding $7.9M of the plan's $8.1M. From the 2025 filing. Recordkeeper: Plan Design Consultants.
Target-date series: Nuveen Lifecycle Index, mutual fund, 62% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Nuveen Lifecycle Index TIAA (Nuveen) · Mutual fund Target-date, 10 vintages | $4.9M | 61.8% |
| iShares S&P 500 Index Fund BlackRock · ETF Index | $1.6M | 19.9% |
| JH Stable Value Guaranteed Income Manager not matched · Insurance contract | $384K | 4.9% |
| Vanguard Short-Term Bond Index Fund Admiral Shares Vanguard · Mutual fund | $183K | 2.3% |
| American Wash Mutual Inv Fd R6 Manager not matched · Mutual fund | $143K | 1.8% |
| Vanguard Growth Index Fund Admiral Shares Vanguard · Mutual fund Index | $142K | 1.8% |
| Vanguard Long-Term Bond Index Fund Admiral Shares Vanguard · Mutual fund | $136K | 1.7% |
| Vanguard Value Index Fund Admiral Shares Vanguard · Mutual fund Index | $95K | 1.2% |
| Fidelity Strategic Income Fund Fidelity (FMR) · Mutual fund | $83K | 1.0% |
| Vanguard Mid-Cap Growth Index Fund Admiral Shares Vanguard · Mutual fund | $66K | 0.8% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 1 stable value or insurance line.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.