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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC4 years Filed as: UBS FINANCIAL SERVICES Service code 27 · EIN 13-2638166 | Advisory (Plan) | $25,050 |
Filed as: PLAN DESIGN CONSULTANTS Service code 13 | Contract Administrator | $3,515 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $62,273 | $62,146+0.2% | $81,438-23.5% | $74,546-16.5% |
| Participation rate | 79.0% | 64.1%+15.0pp | 69.5%+9.5pp | 67.2%+11.8pp |
| Annual return | 14.21% | 16.49%-2.3pp | 24.74%-10.5pp | 1366.03%-1351.8pp |
| Employer contribution / active EE | $893 | $1,883-52.6% | $2,460-63.7% | $2,624-66.0% |
| Participant deferral / active EE | $3,929 | $3,229+21.7% | $3,883+1.2% | $4,347-9.6% |
| Admin fee / account holder | $66 | $1,922-96.6% | $5,764-98.9% | $1,944-96.6% |