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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER3 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $30,183 |
UBS FINANCIAL SERVICES INC3 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $25,788 |
ADP BROKER-DEALER3 years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
10 funds of $250K or more; 25 lines in all, holding $9.9M of the plan's $11.4M. From the 2024 filing. Recordkeeper: ADP.
Target-date series: BlackRock LifePath Index, mutual fund, 18% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| BlackRock LifePath Index BlackRock · Mutual fund Target-date, 7 vintages | $1.8M | 17.8% |
| JPMorgan Equity Index Fund Class R6 JPMorgan · Mutual fund Index | $1.1M | 11.6% |
| Growth Fund OF America Class R-6 Capital Group · Mutual fund | $1.0M | 10.4% |
| iShares S&P 500 Index Fund Class K Shares BlackRock · ETF Index | $979K | 9.8% |
| Vanguard Large-Cap Index Fund Admiral Shares Vanguard · Mutual fund Index | $864K | 8.7% |
| Vic Pio Select MC Growth R6 Manager not matched · Mutual fund | $783K | 7.9% |
| Blackrock Lifepath Index Retirement Fund Class K Shares BlackRock · Mutual fund | $357K | 3.6% |
| Blackrock Lpd 2060 K BlackRock · Mutual fund | $269K | 2.7% |
| American Funds Emerging Markets Bond Fund Class R-6 Capital Group · Mutual fund | $264K | 2.7% |
| Blackrock Adv Scc K BlackRock · Mutual fund | $248K | 2.5% |
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.