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| Provider | Service type | Compensation |
|---|---|---|
Filed as: NORTHWESTERN MUTUAL WM Service code 26 · EIN 39-2018056 | Advisory (Participants) | $34,071 |
Filed as: AMERICAN UNITED LIFE INSURANCE CO. Service code 37 · EIN 35-0145825 | Loan Processing | $28,304 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $52,208 | $30,555+70.9% | $80,784-35.4% | $86,821-39.9% |
| Participation rate | 19.2% | 37.2%-18.0pp | 54.2%-34.9pp | 72.3%-53.1pp |
| Annual return | 9.21% | 30.35%-21.1pp | 87.31%-78.1pp | 97.94%-88.7pp |
| Employer contribution / active EE | $16 | $472-96.6% | $1,160-98.6% | $2,406-99.3% |
| Participant deferral / active EE | $502 | $1,050-52.1% | $2,145-76.6% | $4,132-87.8% |
| Admin fee / account holder | $215 | $135+58.4% | $3,380-93.7% | $170+26.5% |