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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.3+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $9,400 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO INC Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO INC & AFFILIATE Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $87,266 | $75,284+15.9% | $91,004-4.1% | $69,631+25.3% |
| Participation rate | 97.8% | 80.4%+17.4pp | 75.6%+22.2pp | 70.7%+27.1pp |
| Annual return | 13.68% | 48.40%-34.7pp | 4.60%+9.1pp | 27571.02%-27557.3pp |
| Employer contribution / active EE | $2,850 | $2,473+15.2% | $2,456+16.0% | $2,032+40.2% |
| Participant deferral / active EE | $4,602 | $3,700+24.4% | $3,548+29.7% | $3,224+42.8% |
| Admin fee / account holder | $28 | $111-74.4% | $5,417-99.5% | $110-74.4% |