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| Provider | Service type | Compensation |
|---|---|---|
Service code 52 · EIN 13-5674085 | Indirect Investment Fees | $60,452 |
LBB & ASSOCIATES, LLP1 year Filed as: LBB & ASSO, LTD LLP Service code 15 · EIN 20-1359280 | Recordkeeping | $9,000 |
ADP BROKER-DEALER2+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $3,692 |
TD AMERITRADE, INC.2+ years Service code 33 · EIN 82-0543156 | Distribution (12b-1) fees; Securities... | $249 |
ADP BROKER-DEALER2+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Service code 37 · EIN 36-3429599 | Loan Processing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $78,376 | $51,244+52.9% | $80,977-3.2% | $55,167+42.1% |
| Participation rate | 61.5% | 71.7%-10.1pp | 75.8%-14.3pp | 69.0%-7.5pp |
| Annual return | 8.89% | 17.39%-8.5pp | 17.11%-8.2pp | 169.23%-160.3pp |
| Employer contribution / active EE | $1,931 | $1,770+9.1% | $3,715-48.0% | $1,963-1.6% |
| Participant deferral / active EE | $4,209 | $4,418-4.7% | $5,696-26.1% | $3,054+37.8% |
| Admin fee / account holder | $87 | $398-78.1% | $5,517-98.4% | $504-82.7% |