Retirement plan

ASTAR CAPITAL MANAGEMENT, INC. 401(K) PROFIT SHARING PLAN

Name: ASTAR CAPITAL MANAGEMENT, INC. - ASTAR CAPITAL MANAGEMENT, INC. 401(K) PROFIT SHARING PLAN (2020) Form 5500
Creator: ASTAR CAPITAL MANAGEMENT, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ASTAR CAPITAL MANAGEMENT, INC. 401(K) PROFIT SHARING PLAN, ASTAR CAPITAL MANAGEMENT, INC.

ASTAR CAPITAL MANAGEMENT, INC.EIN 75-3042907Plan #001PY 2020

2 EAST MIFFLIN STREET, SUITE 801 - MADISON, WI 537034270608-663-6390

Prospect flagsLow returnsLow participant contribution

How to read this page

Total assets (EOY)

$11.9M

+1.5% from 2019

Total participants

293

+23.1% from 2019

Average account balance

$47,881

-17.7% from 2019

Annual return

10.46%

-9.63 pp from 2019

Benchmarks

See 2,211 peers

Peer group

Industry52 - Finance and Insurance

Plan typeDefined contribution

Participants100-249

Cohort2,211 peers

Snapshot2020

See peer percentile detail. $4.99 for your first month.

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Analytics

Total assets (EOY)

Plan-year ending balance

$9.27M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$105K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

69.6%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$497K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$7K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+12.89%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$424

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 2 by compensation

Provider	Service type	Compensation
SVA CERTIFIED PUBLIC ACCOUNTANTS2 years Filed as: SVA WEALTH MANAGEMENT Service code 28 · EIN 27-4605583 1221 JOHN Q. HAMMONS DR. · MADISON, WI 53717	Investment Management	$36,610
ALLIANCE BENEFIT GROUP6+ years Service code 15 · EIN 37-0899315 8040 EXCELSIOR DR. STE. 401 · MADISON, WI 53717	Recordkeeping	$6,953

Plan features & details

Pension benefit codes2A2E2F2G2J2T3D3H

Plan features

2A
Age/service weighted or new comparability plan
Age/service weighted plan where allocations are based on age service or age and service; or new comparability or similar plan where allocations are based on participant classifications consisting entirely or predominantly of highly compensated employees or the plan provides an additional allocation rate on compensation above a specified threshold that exceeds the permitted disparity limits of Code section 401(l).
2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

2 tripped

OpportunityLow participant contribution
Participant contribution per participant is in the bottom quintile of the peer cohort.
OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.

Expense breakdown

Schedule H Part II

Admin total

$40K

$202 / participant

Investment mgmt$39K98.3%
Other / not subdivided$7001.7%

% of EOY assets

0.338%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

The auditor signed off without reservation. This is the cleanest opinion.

Auditor firm: BAKER TILLY US, LLP
Auditor EIN: 390859910
Audit fees: (not subdivided)
Opinion code: Unqualified

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Metric

This plan

Peer set

Industry

Size

Avg account balance

$47,881

$136,307-64.9%

$177,821-73.1%

$73,488-34.8%

Participation rate

77.4%

86.1%-8.7pp

87.7%-10.3pp

70.7%+6.7pp

Annual return

10.46%

18.68%-8.2pp

48.32%-37.9pp

28.51%-18.0pp

Employer contribution / active EE

$1,702

$3,712-54.2%

$5,918-71.2%

$2,270-25.0%

Participant deferral / active EE

$3,245

$5,829-44.3%

$7,714-57.9%

$3,740-13.2%

Admin fee / account holder

$162

$596-72.8%

$12,427-98.7%

$513-68.4%

Provider

Service type

Compensation

SVA CERTIFIED PUBLIC ACCOUNTANTS2 years

Filed as: SVA WEALTH MANAGEMENT

Service code 28 · EIN 27-4605583

1221 JOHN Q. HAMMONS DR. · MADISON, WI 53717

Investment Management

$36,610

ALLIANCE BENEFIT GROUP6+ years

Service code 15 · EIN 37-0899315

8040 EXCELSIOR DR. STE. 401 · MADISON, WI 53717

Recordkeeping

$6,953

ASTAR CAPITAL MANAGEMENT, INC. 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ASTAR CAPITAL MANAGEMENT, INC. 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion