Filings through .
See peer percentile detail with Pro.
Pro shows the percentile for each metric against plans of the same size and industry. Free for 7 days, no card. Then $49 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: JOHN HANCOCK RETIREMENT PLAN SVCS Service code 15 · EIN 01-0233346 | Recordkeeping | $353,755 |
UBS FINANCIAL SERVICES INC7 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $52,500 |
27 funds of $250K or more; 18 lines in all, holding $146M of the plan's $148M. From the 2025 filing. Recordkeeper: John Hancock (Manulife).
Target-date series: Vanguard Target Retirement, mutual fund, 76% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 11 vintages | $111M | 75.8% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $10.5M | 7.2% |
| JPMorgan Large Cap Growth Fund Class R6 JPMorgan · Mutual fund | $6.4M | 4.3% |
| JPMorgan U.S. Value Fund Class R6 JPMorgan · Mutual fund | $3.5M | 2.4% |
| MFS Growth Fund R6 MFS (Sun Life) · Mutual fund | $2.8M | 1.9% |
| Putnam Stable Value Fund Franklin Templeton · Insurance contract | $2.4M | 1.7% |
| JPMorgan Mid Cap Growth Fund Class R6 JPMorgan · Mutual fund | $1.7M | 1.2% |
| Fidelity Mid Cap Index Fund Fidelity (FMR) · Mutual fund Index | $1.1M | 0.8% |
| PIMCO Income Fund Institutional PIMCO (Allianz) · Mutual fund | $1.0M | 0.7% |
| Fidelity International Index Fund Fidelity (FMR) · Mutual fund Index | $962K | 0.7% |
Added 2 funds, dropped 4 funds. Moved to another target-date series.
| Fund | Year-end value |
|---|---|
| Target-date switchState Street Target Retirement 2030 Fund Class K to Vanguard Target Retirement 2030 Fund Investor Shares | $86.9M to $111M |
| AddedJPMorgan Large Cap Growth Fund Class R6 | $6.4M |
| DroppedMFS International Diversification Fund R6 | $5.8M |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.