Filed March 31, 2016 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.5 years Service code 15 · EIN 94-1347393 | Recordkeeping | $92,454 |
SAMET & COMPANY PC2 years Filed as: SAMET & COMPANY, PC Service code 10 · EIN 04-3027605 | Accounting | $24,500 |
NEWPORT GROUP, INC.1 year Filed as: NEWPORT GROUP SECURITIES, INC. Service code 16 · EIN 59-3099288 | Consulting | $15,453 |
Service code 29 · EIN 04-2718459 | Legal | $13,626 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $115,876 | $127,481-9.1% | $149,751-22.6% | $90,274+28.4% |
| Participation rate | 45.4% | 78.2%-32.8pp | 82.5%-37.1pp | 73.4%-27.9pp |
| Annual return | 15.03% | 57.78%-42.8pp | 276.71%-261.7pp | 53.97%-38.9pp |
| Employer contribution / active EE | $1,134 | $3,448-67.1% | $4,646-75.6% | $2,523-55.0% |
| Participant deferral / active EE | $2,961 | $6,975-57.6% | $6,843-56.7% | $4,231-30.0% |
| Admin fee / account holder | $152 | $152+0.4% | $9,312-98.4% | $114+33.5% |