Retirement plan

HD SUPPLY 401(K) RETIREMENT PLAN

Name: HD SUPPLY, INC. - HD SUPPLY 401(K) RETIREMENT PLAN (2017) Form 5500
Creator: HD SUPPLY, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, HD SUPPLY 401(K) RETIREMENT PLAN, HD SUPPLY, INC.

HD SUPPLY, INC.EIN 75-2007383Plan #001PY 2017

3400 CUMBERLAND BLVD SE - ATLANTA, GA 30339770-852-9000hdsupply.comLinkedIn10001+ employeeswholesale

Prospect flagsLow returnsCorrective distributions

How to read this page

Total assets (EOY)

$470.5M

-9.9% from 2016

Total participants

13,321

+0.5% from 2016

Average account balance

$37,388

-11.5% from 2016

Annual return

-16.24%

-11.93 pp from 2016

Benchmarks

See 41 peers

Peer group

Industry23 - Construction

Plan typeDefined contribution

Participants>=10,000

Cohort41 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$556.30M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$42K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

13,109

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

88.6%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$78.74M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$6K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+12.47%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$56

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 6 by compensation

Provider	Service type	Compensation
MERCER3+ years Filed as: MERCER HR SERVICES, LLC Service code 15 · EIN 20-1932099	Recordkeeping	$1,351,708
FINANCIAL ENGINES3+ years Service code 26 1804 EMBARCADERORD · PALO ALSO, CA 94303	Advisory (Participants)	$514,984
FIDELITY INVESTMENTS INSTITUTIONAL1 year Service code 37 · EIN 04-2647786	Loan Processing	$167,858
AMERICAN FUNDS2 years Filed as: NEWPORT CAPITAL GROUP Service code 27 · EIN 86-1109193	Advisory (Plan)	$140,000
STRATEGIC ADVISORS, INC.1 year Service code 27 · EIN 04-2654524	Advisory (Plan)	$79,490
BENNETT THRASHER LLP1 year Filed as: BENNETT THRASHER Service code 10 · EIN 58-1673613	Accounting	$18,285

Plan features & details

Pension benefit codes2F2G2J2K2S2T

Plan features

2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2S
Automatic enrollment
Plan provides for automatic enrollment in plan that has elective contributions deducted from payroll.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.

Opportunity flags

2 tripped

OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.
ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$982K

$96 / participant

Investment mgmt$79K8.1%
Other / not subdivided$902K91.9%

% of EOY assets

0.209%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: BENNETT THRASHERPC
Auditor EIN: 581673613
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$37,388

$54,788-31.8%

$92,240-59.5%

$80,976-53.8%

Participation rate

92.8%

77.1%+15.7pp

76.5%+16.3pp

68.3%+24.6pp

Annual return

-16.24%

13.07%-29.3pp

176.29%-192.5pp

22.91%-39.1pp

Employer contribution / active EE

$1,643

$3,430-52.1%

$3,680-55.3%

$2,402-31.6%

Participant deferral / active EE

$4,633

$2,438+90.0%

$3,897+18.9%

$3,848+20.4%

Admin fee / account holder

$78

$96-18.6%

$5,194-98.5%

$67+15.6%

Provider

Service type

Compensation

MERCER3+ years

Filed as: MERCER HR SERVICES, LLC

Service code 15 · EIN 20-1932099

Recordkeeping

$1,351,708

FINANCIAL ENGINES3+ years

Service code 26

1804 EMBARCADERORD · PALO ALSO, CA 94303

Advisory (Participants)

$514,984

FIDELITY INVESTMENTS INSTITUTIONAL1 year

Service code 37 · EIN 04-2647786

Loan Processing

$167,858

AMERICAN FUNDS2 years

Filed as: NEWPORT CAPITAL GROUP

Service code 27 · EIN 86-1109193

Advisory (Plan)

$140,000

STRATEGIC ADVISORS, INC.1 year

Service code 27 · EIN 04-2654524

Advisory (Plan)

$79,490

BENNETT THRASHER LLP1 year

Filed as: BENNETT THRASHER

Service code 10 · EIN 58-1673613

Accounting

$18,285

HD SUPPLY 401(K) RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

HD SUPPLY 401(K) RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion