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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY6 years Filed as: MORGAN STANLEY Service code 49 · EIN 26-4310632 | Other Services | $28,594 |
PRINCIPAL FINANCIAL GROUP11+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $22,449 |
NOVA 401(K) ASSOCIATES1 year Filed as: NOVA 401K ASSOCIATES Service code 49 · EIN 20-1181458 | Other Services | $5,749 |
15 funds of $250K or more; 16 lines in all, holding $9.2M of the plan's $11.2M. From the 2024 filing. Recordkeeper: Principal.
Target-date series: Principal LifeTime, collective trust, 51% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Collective trust Target-date, 13 vintagesRecordkeeper's own fund | $4.7M | 51.1% |
| AB LargeCap Growth R Fund AllianceBernstein · Mutual fund | $1.0M | 11.1% |
| MidCap S&P 400 Index Fund R-5 Principal · Mutual fund IndexRecordkeeper's own fund | $648K | 7.1% |
| Putnam LargeCap Value A Fund Franklin Templeton · Mutual fund | $535K | 5.8% |
| SmallCap S&P 600 Index Fund R-5 Principal · Mutual fund IndexRecordkeeper's own fund | $464K | 5.1% |
| Carillon Eagle Mid Cap Growth Fund Raymond James · Mutual fund | $389K | 4.2% |
| SmallCap Growth Fund I R-5 Principal · Mutual fund Recordkeeper's own fund | $356K | 3.9% |
| Principal Stable Value Signature Fund Principal · Stable value Stable valueRecordkeeper's own fund | $303K | 3.3% |
| Diversified International Fund R-5 Principal · Mutual fund Recordkeeper's own fund | $285K | 3.1% |
| Real Estate Securities Fund R-5 Principal · Mutual fund Recordkeeper's own fund | $166K | 1.8% |
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
The auditor signed off without reservation. This is the cleanest opinion.