Retirement plan

SOUTHWEST TRANSPLANT ALLIANCE 401(A) PLAN

Name: SOUTHWEST TRANSPLANT ALLIANCE - SOUTHWEST TRANSPLANT ALLIANCE 401(A) PLAN (2015) Form 5500
Creator: SOUTHWEST TRANSPLANT ALLIANCE
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, SOUTHWEST TRANSPLANT ALLIANCE 401(A) PLAN, SOUTHWEST TRANSPLANT ALLIANCE

SOUTHWEST TRANSPLANT ALLIANCEEIN 75-1469319Plan #001PY 2015

5489 BLAIR ROAD - DALLAS, TX 75231214-522-0255organ.orgLinkedIn201-500 employeeshospital & health care

Other plans on this EIN

1 filing

#003Retirement-$3.1M assets

Prospect flagsNo flags tripped

How to read this page

Total assets (EOY)

$5M

No prior year

Total participants

182

No prior year

Average account balance

$28,169

No prior year

Annual return

0.65%

No prior year

Benchmarks

See 1,412 peers

Peer group

Industry81 - Other Services (except Public Administration)

Plan typeDefined contribution

Participants100-249

Cohort1,412 peers

Snapshot2015

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$16.76M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$39K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

434

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

84.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$2.72M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$7K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+9.99%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$153

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 3 by compensation

Provider	Service type	Compensation
INSTITUTIONAL SECURITIES CORP1+ years Service code 26 3500 OAKLAWN AVE, SUITE 400 · DALLAS, TX 75219	Advisory (Participants)	$21,361
BENEFIT CONSULTANTS GROUP1+ years Filed as: WA BENEFIT CONSULTANTS, LLC Service code 15 · EIN 63-1239856	Recordkeeping	$2,352
TD AMERITRADE, INC.1+ years Filed as: TD AMERITRADE TRUST COMPANY Service code 19 · EIN 20-0937408	Securities Custodian	$0

Plan features & details

Pension benefit codes2A2E2G3D2T

Plan features

2A
Age/service weighted or new comparability plan
Age/service weighted plan where allocations are based on age service or age and service; or new comparability or similar plan where allocations are based on participant classifications consisting entirely or predominantly of highly compensated employees or the plan provides an additional allocation rate on compensation above a specified threshold that exceeds the permitted disparity limits of Code section 401(l).
2E
Profit-sharing
Profit-sharing plan.
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$30K

$238 / participant

Investment mgmt$28K94.7%
Other / not subdivided$2K5.3%

% of EOY assets

0.590%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: LANE GORMAN TRUBITT, LLC
Auditor EIN: 751044330
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$28,169

$41,854-32.7%

$73,836-61.8%

$52,331-46.2%

Participation rate

97.6%

66.2%+31.4pp

73.4%+24.2pp

68.1%+29.5pp

Annual return

0.65%

2.11%-1.5pp

2268.06%-2267.4pp

4.54%-3.9pp

Employer contribution / active EE

$5,845

$1,920+204.4%

$2,787+109.7%

$1,882+210.6%

Participant deferral / active EE

$2,498-100.0%

$3,583-100.0%

$3,022-100.0%

Admin fee / account holder

$166

$493-66.3%

$4,882-96.6%

$592-71.9%

Provider

Service type

Compensation

INSTITUTIONAL SECURITIES CORP1+ years

Service code 26

3500 OAKLAWN AVE, SUITE 400 · DALLAS, TX 75219

Advisory (Participants)

$21,361

BENEFIT CONSULTANTS GROUP1+ years

Filed as: WA BENEFIT CONSULTANTS, LLC

Service code 15 · EIN 63-1239856

Recordkeeping

$2,352

TD AMERITRADE, INC.1+ years

Filed as: TD AMERITRADE TRUST COMPANY

Service code 19 · EIN 20-0937408

Securities Custodian

SOUTHWEST TRANSPLANT ALLIANCE 401(A) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

SOUTHWEST TRANSPLANT ALLIANCE 401(A) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion