Filed September 16, 1992 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.5 years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $3,472 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO.INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $81,598 | $88,890-8.2% | $102,423-20.3% | $77,643+5.1% |
| Participation rate | 86.6% | 80.9%+5.7pp | 76.5%+10.1pp | 70.6%+16.0pp |
| Annual return | 10.13% | 24.98%-14.9pp | 29.32%-19.2pp | 31.24%-21.1pp |
| Employer contribution / active EE | $993 | $2,698-63.2% | $3,023-67.2% | $2,726-63.6% |
| Participant deferral / active EE | $4,207 | $5,145-18.2% | $5,053-16.7% | $4,647-9.5% |
| Admin fee / account holder | $10 | $235-95.8% | $9,451-99.9% | $430-97.7% |