Retirement plan

CANTEY HANGER 401(K) PLAN

Name: CANTEY HANGER LLP - CANTEY HANGER 401(K) PLAN (2017) Form 5500
Creator: CANTEY HANGER LLP
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, CANTEY HANGER 401(K) PLAN, CANTEY HANGER LLP

CANTEY HANGER LLPEIN 75-0756050Plan #002PY 2017

600 WEST 6TH STREET, SUITE 300 - FORT WORTH, TX 761023685817-877-2800canteyhanger.comLinkedIn51-200 employeeslaw practice

Prospect flagsNo flags tripped

How to read this page

Total assets (EOY)

$26.6M

-1.0% from 2016

Total participants

155

0.0% from 2016

Average account balance

$182,340

-1.0% from 2016

Annual return

14.31%

+5.39 pp from 2016

Benchmarks

See 25,067 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants25-99

Cohort25,067 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$27.00M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$218K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

124

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

82.8%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$814K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$9K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+12.14%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$196

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 6 by compensation

Provider	Service type	Compensation
FROST BANK3+ years Service code 25 · EIN 74-0635455	Directed Trustee	$19,686
WELLS FARGO BANK, N.A.2 years Filed as: WELLS FARGO ADVISORS, LLC Service code 27 · EIN 34-1542819	Advisory (Plan)	$12,973
WEAVER AND TIDWELL, LLP1 year Service code 50 · EIN 75-0786316	Direct Payment	$7,000
INVESCO3+ years Filed as: INVESCO NATIONAL TRUST COMPANY Service code 49 · EIN 84-0591534	Other Services	$6,132
MASSACHUSETTS MUTUAL LIFE INS. CO.3+ years Filed as: MASSMUTUAL RETIREMENT SERVICES, LLC Service code 15 · EIN 26-1589907	Recordkeeping	$2,452
RELIANCE TRUST COMPANY3+ years Service code 19 · EIN 58-1428634	Securities Custodian	$132

Plan features & details

Pension benefit codes2E2F2G2J2R2S2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2S
Automatic enrollment
Plan provides for automatic enrollment in plan that has elective contributions deducted from payroll.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$39K

$414 / participant

Investment mgmt$17K43.3%
Contract admin$22K56.7%

% of EOY assets

0.148%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: WEAVER AND TIDWELL, LLP
Auditor EIN: 750786316
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$182,340

$85,766+112.6%

$136,298+33.8%

$70,126+160.0%

Participation rate

90.5%

74.2%+16.4pp

81.9%+8.6pp

69.5%+21.0pp

Annual return

14.31%

31.46%-17.1pp

5156.27%-5142.0pp

73.15%-58.8pp

Employer contribution / active EE

$3,875

$2,966+30.6%

$4,696-17.5%

$2,343+65.4%

Participant deferral / active EE

$6,476

$5,051+28.2%

$6,247+3.7%

$3,332+94.4%

Admin fee / account holder

$270

$5,421-95.0%

$9,244-97.1%

$4,645-94.2%

Provider

Service type

Compensation

FROST BANK3+ years

Service code 25 · EIN 74-0635455

Directed Trustee

$19,686

WELLS FARGO BANK, N.A.2 years

Filed as: WELLS FARGO ADVISORS, LLC

Service code 27 · EIN 34-1542819

Advisory (Plan)

$12,973

WEAVER AND TIDWELL, LLP1 year

Service code 50 · EIN 75-0786316

Direct Payment

$7,000

INVESCO3+ years

Filed as: INVESCO NATIONAL TRUST COMPANY

Service code 49 · EIN 84-0591534

Other Services

$6,132

MASSACHUSETTS MUTUAL LIFE INS. CO.3+ years

Filed as: MASSMUTUAL RETIREMENT SERVICES, LLC

Service code 15 · EIN 26-1589907

Recordkeeping

$2,452

RELIANCE TRUST COMPANY3+ years

Service code 19 · EIN 58-1428634

Securities Custodian

$132

CANTEY HANGER 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

CANTEY HANGER 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion