Filed June 26, 1990
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
OPPENHEIMER1 year Filed as: OPPENHEIMER & CO. INC. Service code 15 · EIN 13-5657518 | Recordkeeping | $76,688 |
ADP BROKER-DEALER2+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $33,051 |
Service code 52 · EIN 13-5674085 | Indirect Investment Fees | $8,478 |
MARKS PANETH LLP1 year Service code 15 · EIN 11-3518842 | Recordkeeping | $6,959 |
ADP BROKER-DEALER2+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $68,162 | $74,024-7.9% | $77,999-12.6% | $57,658+18.2% |
| Participation rate | 92.8% | 79.7%+13.1pp | 75.5%+17.3pp | 70.2%+22.6pp |
| Annual return | 8.02% | 12.14%-4.1pp | 425.96%-417.9pp | 5.13%+2.9pp |
| Employer contribution / active EE | $277 | $2,365-88.3% | $2,470-88.8% | $1,974-86.0% |
| Participant deferral / active EE | $4,074 | $3,533+15.3% | $3,497+16.5% | $3,061+33.1% |
| Admin fee / account holder | $355 | $93+280.8% | $5,480-93.5% | $95+275.4% |