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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER2+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $1,425 |
ADP BROKER-DEALER2+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
EDWARD JONES2+ years Service code 49 3709 N CAMPBELL AVE STE 151 · TUCSON, AZ 85719 | Other Services | $0 |
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $28,750 | $75,183-61.8% | $123,894-76.8% | $55,167-47.9% |
| Participation rate | 80.8% | 72.8%+8.0pp | 81.4%-0.6pp | 69.0%+11.8pp |
| Annual return | 13.24% | 19.01%-5.8pp | 47.52%-34.3pp | 169.23%-156.0pp |
| Employer contribution / active EE | $1,951 | $2,823-30.9% | $4,617-57.7% | $1,963-0.6% |
| Participant deferral / active EE | $3,731 | $5,084-26.6% | $5,984-37.7% | $3,054+22.2% |
| Admin fee / account holder | $10 | $663-98.5% | $8,357-99.9% | $504-98.0% |