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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY10+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $373,209 |
UBS FINANCIAL SERVICES INC10+ years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $65,240 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $42,871 | $2,679,533-98.4% | $164,866-74.0% | $199,768-78.5% |
| Participation rate | 92.6% | 78.3%+14.2pp | 78.6%+13.9pp | 72.0%+20.5pp |
| Annual return | 16.14% | 17.93%-1.8pp | 69.97%-53.8pp | 34.26%-18.1pp |
| Employer contribution / active EE | $1,214 | $2,970-59.1% | $4,343-72.0% | $3,037-60.0% |
| Participant deferral / active EE | $3,987 | $5,010-20.4% | $6,033-33.9% | $5,090-21.7% |
| Admin fee / account holder | $106 | $1,982-94.7% | $12,689-99.2% | $269-60.7% |