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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP11+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $456,891 |
UBS FINANCIAL SERVICES INC11+ years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $74,402 |
29 funds of $250K or more; 19 lines in all, holding $165M of the plan's $175M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: Principal LifeTime, collective trust, 71% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Collective trust Target-date, 12 vintagesRecordkeeper's own fund | $117M | 71.0% |
| Prin LgCp S&P 500 Index SA-Z Principal · Insurance contract IndexRecordkeeper's own fund | $10.9M | 6.6% |
| JPMorgan Large Cap Growth Fund Class R6 JPMorgan · Mutual fund | $7.9M | 4.8% |
| Fidelity Adv Tech Z Fund Fidelity (FMR) · Mutual fund | $6.3M | 3.8% |
| Prin Fixed Inc Guar Option Principal · Insurance contract Recordkeeper's own fund | $3.9M | 2.3% |
| MFS International Diversification Fund R6 MFS (Sun Life) · Mutual fund | $3.4M | 2.1% |
| Common/Collective Trust Principal G Principal · Collective trust Recordkeeper's own fund | $2.8M | 1.7% |
| Pooled Separate Accounts Principal Life Insurance Company Principal · Insurance contract Recordkeeper's own fund | $2.0M | 1.2% |
| Prin MidCap Value I SA-Z Principal · Insurance contract Recordkeeper's own fund | $1.9M | 1.1% |
| Principal Life Insurance Company Prin SmCap S&P 600 Index SA-Z Principal · Insurance contract IndexRecordkeeper's own fund | $1.7M | 1.0% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Plan reported corrective distributions (failed ADP/ACP testing).
The opinion is qualified. A specific issue limited the scope or accuracy of the audit.