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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER1 year Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $36,969 |
Filed as: SAGEVIEW ADVISORY GROUP LLC Service code 15 · EIN 33-0818667 | Recordkeeping | $13,342 |
ADP BROKER-DEALER2+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $7,247 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $18,360 | $74,024-75.2% | $78,002-76.5% | $57,658-68.2% |
| Participation rate | 90.6% | 79.7%+10.8pp | 75.5%+15.0pp | 70.2%+20.3pp |
| Annual return | 15.16% | 12.14%+3.0pp | 425.99%-410.8pp | 5.13%+10.0pp |
| Employer contribution / active EE | $1,266 | $2,365-46.5% | $2,470-48.7% | $1,974-35.8% |
| Participant deferral / active EE | $2,807 | $3,533-20.6% | $3,497-19.7% | $3,061-8.3% |
| Admin fee / account holder | $177 | $93+90.3% | $5,481-96.8% | $95+87.6% |