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| Provider | Service type | Compensation |
|---|---|---|
Service code 27 24 E COTA ST STE 200 · SANTA BARBARA, CA 93101 | Advisory (Plan) | $25,591 |
EMPOWER ADVISORY GROUP, LLC4 years Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $13,619 |
ALLIANCE BENEFIT GROUP1 year Filed as: ALLIANCE BENEFIT GROUP OF HOUSTON I Service code 13 7908 N SAM HOUSTON PKWY W · HOUSTON, TX 77064 | Contract Administrator | $6,572 |
EMPOWER ADVISORY GROUP, LLC4 years Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $6,048 |
ALLIANCE BENEFIT GROUP5 years Filed as: ALLIANCE BENEFIT GROUP OF HOUSTON Service code 13 | Contract Administrator | $4,309 |
6 funds of $250K or more; 10 lines in all, holding $4.6M of the plan's $5.1M. From the 2025 filing. Recordkeeper: Empower.
Target-date series: BlackRock LifePath Index, mutual fund, 66% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| BlackRock LifePath Index BlackRock · Mutual fund Target-date, 8 vintages | $3.0M | 66.4% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $438K | 9.6% |
| MFS International Diversification Fund MFS (Sun Life) · Mutual fund | $337K | 7.4% |
| Fidelity Mid Cap Index Fund Fidelity (FMR) · Mutual fund Index | $182K | 4.0% |
| PIMCO Income Fund Institutional PIMCO (Allianz) · Mutual fund | $174K | 3.8% |
| Group Annuity Contract Guaranteed Interest Fund / Interest Rate Great-West Guaranteed Interest Fund Empower · Insurance contract Recordkeeper's own fund | $152K | 3.3% |
| Putnam Dynamic Asset Allocation Growth Fund Franklin Templeton · Mutual fund | $96K | 2.1% |
| Fidelity Small Cap Index Fund Fidelity (FMR) · Mutual fund Index | $88K | 1.9% |
| MFS Value Fund MFS (Sun Life) · Mutual fund | $67K | 1.5% |
| Putnam Dynamic Asset Allocation Balanced Fund Franklin Templeton · Mutual fund | $208 | <0.1% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
The auditor signed off without reservation. This is the cleanest opinion.