Filed May 17, 2008
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $326,555 |
Filed as: KESTRA ADVISORY SERVICES LLC Service code 27 · EIN 35-2552359 | Advisory (Plan) | $18,000 |
WEAVER AND TIDWELL, LLP1 year Service code 10 · EIN 75-0786316 | Accounting | $14,500 |
Filed as: GALLAGHER BENEFIT SERVICE Service code 16 · EIN 36-4291971 | Consulting | $9,000 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $13,489 | $32,762-58.8% | $84,611-84.1% | $89,569-84.9% |
| Participation rate | 36.2% | 34.6%+1.6pp | 68.2%-32.0pp | 69.6%-33.4pp |
| Annual return | 27.59% | 28.37%-0.8pp | 258.74%-231.2pp | 34.56%-7.0pp |
| Employer contribution / active EE | $134 | $564-76.2% | $2,652-94.9% | $2,584-94.8% |
| Participant deferral / active EE | $713 | $1,501-52.5% | $3,899-81.7% | $4,220-83.1% |
| Admin fee / account holder | $62 | $82-25.4% | $4,912-98.7% | $72-14.1% |