Filed May 15, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
RETIREMENT HORIZONS INC.3+ years Service code 15 · EIN 76-0551734 | Recordkeeping | $27,795 |
OAKVIEW CAPITAL MANAGEMENT3+ years Service code 27 · EIN 26-1237335 | Advisory (Plan) | $15,060 |
AXA EQUITABLE LIFE INSURANCE CO3+ years Filed as: AXA EQUITABLE LIFE INSURANCE CO. Service code 25 · EIN 13-5570651 | Directed Trustee | $2,435 |
TD AMERITRADE, INC.3+ years Filed as: TD AMERITRADE Service code 21 · EIN 84-0519832 | Bank Trustee | $1,392 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $39,400 | $46,100-14.5% | $86,590-54.5% | $69,631-43.4% |
| Participation rate | 52.7% | 67.2%-14.5pp | 73.5%-20.8pp | 70.7%-18.0pp |
| Annual return | 9.81% | 21.02%-11.2pp | 964.84%-955.0pp | 27571.02%-27561.2pp |
| Employer contribution / active EE | $921 | $1,850-50.2% | $2,839-67.6% | $2,032-54.7% |
| Participant deferral / active EE | $1,483 | $2,432-39.0% | $3,609-58.9% | $3,224-54.0% |
| Admin fee / account holder | $374 | $94+298.1% | $4,906-92.4% | $110+238.2% |