Filed March 9, 2012 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
RAYMOND JAMES FINANCIAL SERVICES5+ years Filed as: RAYMOND JAMES & ASSOCIATES INC Service code 22 · EIN 59-1237041 9 GREEN WAY PLAZA, STE. 3112 · HOUSTON, TX 77046 | Insurance Broker | $83,216 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $286,480 | $82,882+245.6% | $127,761+124.2% | $72,985+292.5% |
| Participation rate | 80.9% | 71.5%+9.4pp | 79.0%+1.9pp | 69.5%+11.4pp |
| Annual return | 16.08% | 32.20%-16.1pp | 26.14%-10.1pp | 81.00%-64.9pp |
| Employer contribution / active EE | $6,935 | $3,346+107.2% | $4,574+51.6% | $2,440+184.3% |
| Participant deferral / active EE | $9,496 | $4,791+98.2% | $6,021+57.7% | $3,607+163.2% |
| Admin fee / account holder | $968 | $6,487-85.1% | $9,395-89.7% | $5,124-81.1% |