Filed March 10, 2006 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: SCHWAB RETIREMENT PLAN SERVICES, IN Service code 15 · EIN 34-1479833 | Recordkeeping | $9,109 |
Filed as: CHARLES SCHWAB & CO INC AND AFFILIA Service code 59 | Shareholder Servicing | $0 |
Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $36,835 | $43,999-16.3% | $79,472-53.6% | $55,727-33.9% |
| Participation rate | 49.8% | 66.9%-17.1pp | 73.3%-23.5pp | 70.9%-21.0pp |
| Annual return | -8.66% | 1.81%-10.5pp | 718.32%-727.0pp | 244.94%-253.6pp |
| Employer contribution / active EE | $1,181 | $1,830-35.4% | $2,801-57.8% | $2,078-43.2% |
| Participant deferral / active EE | $2,016 | $2,538-20.6% | $3,704-45.6% | $3,356-39.9% |
| Admin fee / account holder | $55 | $118-52.9% | $5,104-98.9% | $115-52.0% |