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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $19,330 |
Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 26 · EIN 20-8764829 | Advisory (Participants) | $5,690 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $19,534 | $54,558-64.2% | $76,002-74.3% | $74,546-73.8% |
| Participation rate | 67.0% | 60.3%+6.7pp | 69.1%-2.1pp | 67.2%-0.2pp |
| Annual return | 10.33% | 31.83%-21.5pp | 360.07%-349.7pp | 1366.03%-1355.7pp |
| Employer contribution / active EE | $960 | $1,778-46.0% | $2,688-64.3% | $2,624-63.4% |
| Participant deferral / active EE | $1,644 | $3,065-46.3% | $4,257-61.4% | $4,347-62.2% |
| Admin fee / account holder | $300 | $2,232-86.6% | $6,414-95.3% | $1,944-84.6% |