Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $19,330 |
Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 26 · EIN 20-8764829 | Advisory (Participants) | $5,690 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $19,534 | $54,690-64.3% | $76,030-74.3% | $74,478-73.8% |
| Participation rate | 67.0% | 60.3%+6.6pp | 69.1%-2.1pp | 67.2%-0.2pp |
| Annual return | 10.33% | 31.92%-21.6pp | 361.54%-351.2pp | 1370.56%-1360.2pp |
| Employer contribution / active EE | $960 | $1,781-46.1% | $2,688-64.3% | $2,626-63.5% |
| Participant deferral / active EE | $1,644 | $3,070-46.4% | $4,257-61.4% | $4,350-62.2% |
| Admin fee / account holder | $300 | $2,240-86.6% | $6,421-95.3% | $1,946-84.6% |