Filed December 2, 2011
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
KHP CAPITAL LLC1 year Service code 26 · EIN 47-4476143 | Advisory (Participants) | $11,929 |
NATIONWIDE3+ years Service code 21 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215 | Bank Trustee | $7,550 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $10,727 | $46,173-76.8% | $170,442-93.7% | $69,631-84.6% |
| Participation rate | 44.1% | 63.9%-19.8pp | 83.6%-39.5pp | 70.7%-26.5pp |
| Annual return | 20.07% | 21.62%-1.6pp | 205.93%-185.9pp | 27571.02%-27551.0pp |
| Employer contribution / active EE | $497 | $1,610-69.1% | $5,433-90.9% | $2,032-75.5% |
| Participant deferral / active EE | $826 | $2,080-60.3% | $4,939-83.3% | $3,224-74.4% |
| Admin fee / account holder | $0 | $116-100.0% | $13,880-100.0% | $110-100.0% |