Retirement plan

ASSOCIATED ANESTHESIOLOGISTS, INC. 401(K) PROFIT SHARING PLAN

Name: ASSOCIATED ANESTHESIOLOGISTS, INC. - ASSOCIATED ANESTHESIOLOGISTS, INC. 401(K) PROFIT SHARING PLAN (2017) Form 5500
Creator: ASSOCIATED ANESTHESIOLOGISTS, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ASSOCIATED ANESTHESIOLOGISTS, INC. 401(K) PROFIT SHARING PLAN, ASSOCIATED ANESTHESIOLOGISTS, INC.

ASSOCIATED ANESTHESIOLOGISTS, INC.EIN 73-0716044Plan #001PY 2017

6839 SOUTH CANTON - TULSA, OK 74136918-494-0612

Prospect flagsHigh feesHigh assets / participantLow employer contributionLow participant contribution

How to read this page

Total assets (EOY)

$86.5M

+13.8% from 2016

Total participants

142

0.0% from 2016

Average account balance

$613,751

+13.0% from 2016

Annual return

15.21%

+7.56 pp from 2016

Benchmarks

See 705 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Cohort705 peers

Snapshot2017

See peer percentile detail. $4.99 for your first month.

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Analytics

Total assets (EOY)

Plan-year ending balance

$102.25M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$574K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

178

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

100.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$4.94M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$42K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+15.94%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$1351

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

See the 10-year trajectory. $4.99 for your first month.

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Service providers

Top 2 by compensation

Provider	Service type	Compensation
THE TRUST COMPANY OF OKLAHOMA3+ years Filed as: TRUST COMPANY OF OKLAHOMA Service code 15 · EIN 73-1577418 6120 SOUTH YALE · TULSA, OK 74136	Recordkeeping	$223,055
PINNACLE FINANCIAL SERVICES, INC.3+ years Filed as: PINNACLE INVESTMENT ADVISORS Service code 51 15 WEST 6TH STREET · TULSA, OK 74119	Investment Mgmt Fees	$15,962

Plan features & details

Pension benefit codes2E2G2J2K2R2T3D2F

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

4 tripped

OpportunityLow participant contribution
Participant contribution per participant is in the bottom quintile of the peer cohort.
OpportunityLow employer contribution
Employer contribution per participant is in the bottom quintile of the peer cohort.
OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
InformationalHigh assets / participant
Assets per participant exceed $250,000 - top-decile high-value plan.

Expense breakdown

Schedule H Part II

Admin total

$239K

$2414 / participant

Investment mgmt$88K36.6%
Other / not subdivided$151K63.4%

% of EOY assets

0.276%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.

Auditor firm: STANFIELD & O'DELL
Auditor EIN: 731293433
Audit fees: (not subdivided)
Opinion code: Disclaimer

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Metric

This plan

Peer set

Industry

Size

Avg account balance

$613,751

$287,456+113.5%

$170,442+260.1%

Participation rate

99.0%

60.6%+38.4pp

83.6%+15.4pp

Annual return

15.21%

6.08%+9.1pp

205.93%-190.7pp

Employer contribution / active EE

$17,358

$2,242+674.2%

$5,433+219.5%

Participant deferral / active EE

$13,928

$2,113+559.1%

$4,939+182.0%

Admin fee / account holder

$1,695

$39,812-95.7%

$13,880-87.8%

Provider

Service type

Compensation

THE TRUST COMPANY OF OKLAHOMA3+ years

Filed as: TRUST COMPANY OF OKLAHOMA

Service code 15 · EIN 73-1577418

6120 SOUTH YALE · TULSA, OK 74136

Recordkeeping

$223,055

PINNACLE FINANCIAL SERVICES, INC.3+ years

Filed as: PINNACLE INVESTMENT ADVISORS

Service code 51

15 WEST 6TH STREET · TULSA, OK 74119

Investment Mgmt Fees

$15,962

ASSOCIATED ANESTHESIOLOGISTS, INC. 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ASSOCIATED ANESTHESIOLOGISTS, INC. 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion