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| Provider | Service type | Compensation |
|---|---|---|
Service code 27 1808 ASTON AVENUE, SUITE 150 · CARLSBAD, CA 92008 | Advisory (Plan) | $45,232 |
EMPOWER ADVISORY GROUP, LLC1+ years Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $6,793 |
PRINCIPAL FINANCIAL GROUP1+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $1,600 |
EMPOWER ADVISORY GROUP, LLC1+ years Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $51 |
9 funds of $250K or more; 14 lines in all, holding $7.8M of the plan's $7.9M. From the 2025 filing. Recordkeeper: Empower.
Target-date series: Nuveen Lifecycle Index, mutual fund, 44% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Nuveen Lifecycle Index TIAA (Nuveen) · Mutual fund Target-date, 11 vintages | $3.5M | 44.4% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $2.1M | 26.8% |
| Fidelity Mid Cap Index Fund Fidelity (FMR) · Mutual fund Index | $933K | 12.0% |
| Fidelity Small Cap Index Fund Fidelity (FMR) · Mutual fund Index | $310K | 4.0% |
| Blackrock Advantage International Fund Institutional Shares BlackRock · Mutual fund | $231K | 3.0% |
| Morley Stable Value - 25 I Principal · Insurance contract | $224K | 2.9% |
| JPMorgan Large Cap Growth Fund Class R6 JPMorgan · Mutual fund | $174K | 2.2% |
| PIMCO Income Fund Institutional PIMCO (Allianz) · Mutual fund | $124K | 1.6% |
| DFA Real Estate Securities Portfolio - Institutional Class Dimensional · Mutual fund | $82K | 1.1% |
| NEW World Fund INC Class R-6 Capital Group · Mutual fund | $71K | 0.9% |
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.