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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.1+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 26 · EIN 34-1479833 | Advisory (Participants) | $75,927 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 · EIN 94-1737782 | Float revenue; Direct payment from th... | $9,367 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $90,256 | $37,117+143.2% | $147,617-38.9% | $55,191+63.5% |
| Participation rate | 96.2% | 63.6%+32.6pp | 84.6%+11.6pp | 69.2%+27.1pp |
| Annual return | -0.71% | 3.44%-4.2pp | 61.98%-62.7pp | 10.78%-11.5pp |
| Employer contribution / active EE | $6,877 | $1,620+324.4% | $5,564+23.6% | $1,899+262.2% |
| Participant deferral / active EE | $4,112 | $1,985+107.1% | $4,895-16.0% | $3,046+35.0% |
| Admin fee / account holder | $200 | $86+133.4% | $11,612-98.3% | $91+120.0% |