Filed December 28, 2016
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: THE MONROE VOS CONSULTING GROUP,INC Service code 28 · EIN 76-0451829 | Investment Management | $9,942 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $9,160 |
Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $4 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO INC AND AFFILIA Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.3+ years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $82,144 | $35,955+128.5% | $78,210+5.0% | $69,631+18.0% |
| Participation rate | 84.0% | 67.2%+16.9pp | 68.7%+15.3pp | 70.7%+13.3pp |
| Annual return | 16.59% | 16.42%+0.2pp | 40.90%-24.3pp | 27571.02%-27554.4pp |
| Employer contribution / active EE | $1,548 | $1,244+24.4% | $2,034-23.9% | $2,032-23.8% |
| Participant deferral / active EE | $4,894 | $2,107+132.2% | $2,823+73.4% | $3,224+51.8% |
| Admin fee / account holder | $26 | $86-69.4% | $3,758-99.3% | $110-76.2% |