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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER1+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $3,958 |
ADP BROKER-DEALER1+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Filed as: INTERCONTINENTAL ASSET MANAGEMENT G Service code 49 300 CONVENT STREET SUITE 1350 · SAN ANTONIO, TX 78205 | Other Services | $0 |
STATE STREET GLOBAL ADVISORS1+ years Filed as: STATE STREET CORPORATION Service code 21 · EIN 04-1867445 | Bank Trustee | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $22,654 | $37,117-39.0% | $147,617-84.7% | $55,191-59.0% |
| Participation rate | 21.7% | 63.6%-41.9pp | 84.6%-62.9pp | 69.2%-47.4pp |
| Annual return | -4.10% | 3.44%-7.5pp | 61.98%-66.1pp | 10.78%-14.9pp |
| Employer contribution / active EE | $398 | $1,620-75.4% | $5,564-92.8% | $1,899-79.0% |
| Participant deferral / active EE | $1,009 | $1,985-49.2% | $4,895-79.4% | $3,046-66.9% |
| Admin fee / account holder | $20 | $86-76.4% | $11,612-99.8% | $91-77.8% |