Retirement plan

MAXWELL U. FLEMING, JR. D.D.S. 401(K) PROFIT

Name: MAXWELL U. FLEMING, JR., DDS - MAXWELL U. FLEMING, JR. D.D.S. 401(K) PROFIT (2016) Form 5500
Creator: MAXWELL U. FLEMING, JR., DDS
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, MAXWELL U. FLEMING, JR. D.D.S. 401(K) PROFIT, MAXWELL U. FLEMING, JR., DDS

MAXWELL U. FLEMING, JR., DDSEIN 71-0563070Plan #001PY 2016

3721 OLIVE STREET, SUITE B - PINE BLUFF, AR 71603870-536-9800

Prospect flagsHigh fees

How to read this page

Total assets (EOY)

$2.2M

+14.4% from 2015

Total participants

0.0% from 2015

Average account balance

$200,088

+14.4% from 2015

Annual return

8.22%

+9.77 pp from 2015

Benchmarks

See 109,098 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants<25

Cohort109,098 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$161

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

Not enough data

0 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

0 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

Not enough data

0 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

Not enough data

0 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

Not enough data

0 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+3.23%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2E2J3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)

Expense breakdown

Schedule H Part II

Admin total

$20K

$2846 / participant

Other / not subdivided$20K100.0%

% of EOY assets

0.905%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$200,088

$181,896+10.0%

$156,551+27.8%

$273,972-27.0%

Participation rate

100.0%

88.4%+11.6pp

84.0%+16.0pp

83.0%+17.0pp

Annual return

8.22%

30.74%-22.5pp

32.23%-24.0pp

41.46%-33.2pp

Employer contribution / active EE

$10,286

$6,248+64.6%

$5,501+87.0%

$4,869+111.3%

Participant deferral / active EE

$6,832

$5,550+23.1%

$4,871+40.3%

$5,287+29.2%

Admin fee / account holder

$1,811

$15,560-88.4%

$13,028-86.1%

$10,133-82.1%

MAXWELL U. FLEMING, JR. D.D.S. 401(K) PROFIT

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

MAXWELL U. FLEMING, JR. D.D.S. 401(K) PROFIT

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion