Filed September 21, 2011
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
STEPHENS INC4+ years Service code 27 · EIN 71-0641478 | Advisory (Plan) | $27,306 |
ASCENSUS LLC1 year Service code 15 · EIN 11-3665754 | Recordkeeping | $23,458 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $10,763 | $37,196-71.1% | $154,107-93.0% | $55,725-80.7% |
| Participation rate | 83.2% | 64.1%+19.2pp | 83.0%+0.2pp | 70.9%+12.4pp |
| Annual return | -4.99% | 1319.68%-1324.7pp | 735.12%-740.1pp | 244.93%-249.9pp |
| Employer contribution / active EE | $289 | $1,614-82.1% | $5,298-94.5% | $2,078-86.1% |
| Participant deferral / active EE | $699 | $2,068-66.2% | $5,081-86.2% | $3,356-79.2% |
| Admin fee / account holder | $128 | $102+25.9% | $13,411-99.0% | $115+11.0% |