Filed June 14, 2008 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
STEPHENS INC4+ years Filed as: STEPHENS, INC Service code 27 · EIN 71-0641478 111 CENTER STREET, SUITE 300 · LITTLE ROCK, AR 72201 | Advisory (Plan) | $51,345 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $17,500 | $37,196-53.0% | $154,107-88.6% | $55,725-68.6% |
| Participation rate | 43.4% | 64.1%-20.7pp | 83.0%-39.6pp | 70.9%-27.4pp |
| Annual return | -6.43% | 1319.68%-1326.1pp | 735.12%-741.6pp | 244.93%-251.4pp |
| Employer contribution / active EE | $241 | $1,614-85.0% | $5,298-95.4% | $2,078-88.4% |
| Participant deferral / active EE | $726 | $2,068-64.9% | $5,081-85.7% | $3,356-78.4% |
| Admin fee / account holder | $129 | $102+27.0% | $13,411-99.0% | $115+12.0% |