Filings through .
Filed October 10, 2025 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
CETERA FINANCIAL GROUP1 year Filed as: CETERA ADVISORS LLC Service code 99 · EIN 84-0858799 | Other Fees | $9,218 |
CETERA FINANCIAL GROUP1 year Filed as: CETERA INVESMENT ADVISERS LLC Service code 99 | Other Fees | $9,218 |
VOYA FINANCIAL ADVISORS INC5 years Filed as: RETIREMENT BENEFIT SOLUTIONS Service code 49 | Other Services | $3,890 |
Service code 99 | Other Fees | $1,841 |
MORNINGSTAR5 years Service code 27 | Advisory (Plan) | $1,125 |
CETERA FINANCIAL GROUP1 year Filed as: CETERA INVESTMENT ADVISERS LLC Service code 99 · EIN 36-3258176 | Other Fees | $0 |
14 funds of $250K or more; 22 lines in all, holding $8.7M of the plan's $9.0M. From the 2025 filing. Recordkeeper: Voya.
Target-date series: Vanguard Target Retirement, other, 50% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Target Retirement Vanguard · Separate account Target-date, 11 vintages | $4.4M | 50.0% |
| Federated Hermes MDT Large Cap Growth Fund Class R6 Shares Federated Hermes · Separate account | $725K | 8.3% |
| JPMorgan U.S. Equity Fund Class R6 JPMorgan · Separate account | $510K | 5.9% |
| Vanguard Total Stock Market Index Fund Admiral Shares Vanguard · Separate account Index | $481K | 5.5% |
| Amer Fnds American Balance R6 Manager not matched · Separate account | $367K | 4.2% |
| MFS Mid Cap Growth Fund R6 MFS (Sun Life) · Separate account | $304K | 3.5% |
| Amer Fnds New Perspective R6 Capital Group · Separate account | $269K | 3.1% |
| Voya Small Cap Growth Fund Class R6 Voya · Separate account Recordkeeper's own fund | $263K | 3.0% |
| BNY Mellon Dynamic Value Fund Class Y BNY · Separate account | $236K | 2.7% |
| Vangrd Small-Cap Index Fnd Adm Vanguard · Separate account Index | $202K | 2.3% |
Added 2 funds, dropped 1 fund.
| Fund | Year-end value |
|---|---|
| AddedFederated Hermes MDT Large Cap Growth Fund Class R6 Shares | $725K |
| DroppedUltra Fund R6 Class | $558K |
| AddedVoya Small Cap Growth Fund Class R6 | $263K |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.