Filings through .
Filed July 25, 2017
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
EMPOWER ADVISORY GROUP, LLC4 years Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $68,227 |
Service code 27 PO BOX 735399 · DALLAS, TX 753735399 | Advisory (Plan) | $45,462 |
12 funds of $250K or more; 26 lines in all, holding $28.0M of the plan's $28.2M. From the 2024 filing. Recordkeeper: Empower.
Target-date series: Vanguard Target Retirement, mutual fund, 87% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 10 vintages | $24.5M | 87.3% |
| Empower S&P 500 Index Fund Institutional Class Empower · Mutual fund IndexRecordkeeper's own fund | $693K | 2.5% |
| NEW Perspective Fund Class R-6 Capital Group · Mutual fund | $430K | 1.5% |
| T. Rowe Price Global Technology Fund, Inc. T. Rowe Price · Mutual fund | $426K | 1.5% |
| AB Large Cap Growth Fund Inc AllianceBernstein · Mutual fund | $349K | 1.2% |
| Vanguard Small-Cap Value Index Fund Admiral Shares Vanguard · Mutual fund Index | $244K | 0.9% |
| DFA Inflation-Protected Securities Portfolio - Institutional Class Dimensional · Mutual fund | $202K | 0.7% |
| JP Morgan US Value JPMorgan · Other | $192K | 0.7% |
| Vanguard Balanced Index Fund Admiral Shares Vanguard · Mutual fund Index | $139K | 0.5% |
| PIMCO Income Fund Institutional PIMCO (Allianz) · Mutual fund | $113K | 0.4% |
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.