Filed February 1, 1998
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $484,781 |
STRATEGIC ADVISORS, INC.7 years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $247,386 |
Filed as: RESOURCES INVESTMENT ADV. DBA ONED Service code 27 · EIN 43-1451524 | Advisory (Plan) | $16,250 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $175,003 | $52,346+234.3% | $143,801+21.7% | $78,104+124.1% |
| Participation rate | 69.7% | 72.7%-3.0pp | 80.3%-10.7pp | 74.5%-4.8pp |
| Annual return | -17.67% | -14.19%-3.5pp | -0.04%-17.6pp | 10.90%-28.6pp |
| Employer contribution / active EE | $3,230 | $2,131+51.6% | $4,952-34.8% | $3,128+3.3% |
| Participant deferral / active EE | $10,444 | $3,800+174.8% | $5,639+85.2% | $5,089+105.2% |
| Admin fee / account holder | $97 | $63+52.9% | $14,680-99.3% | $79+22.9% |