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| Provider | Service type | Compensation |
|---|---|---|
Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $36,095 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $28,173 | $59,188-52.4% | $63,412-55.6% | $59,188-52.4% |
| Participation rate | 36.2% | 69.4%-33.2pp | 67.1%-30.9pp | 69.4%-33.2pp |
| Annual return | 2.67% | 5.51%-2.8pp | 4.04%-1.4pp | 5.51%-2.8pp |
| Employer contribution / active EE | $693 | $2,098-67.0% | $1,814-61.8% | $2,098-67.0% |
| Participant deferral / active EE | $1,193 | $3,265-63.5% | $2,496-52.2% | $3,265-63.5% |
| Admin fee / account holder | $47 | $92-49.5% | $3,753-98.8% | $92-49.5% |