Filed June 8, 2009
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 35-0145825 | Loan Processing | $59,604 |
Filed as: RAYMOND JAMES & ASSOC INC. Service code 16 | Consulting | $33,156 |
PRONVEST2 years Service code 26 · EIN 62-1823351 | Advisory (Participants) | $30,109 |
Filed as: RAYMOND JAMES ASSOCIATES, INC. Service code 16 · EIN 59-1237041 | Consulting | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $94,138 | $60,776+54.9% | $85,682+9.9% | $79,386+18.6% |
| Participation rate | 69.9% | 62.1%+7.8pp | 69.9%0pp | 70.7%-0.8pp |
| Annual return | 13.22% | 16.57%-3.4pp | 21.49%-8.3pp | 116.85%-103.6pp |
| Employer contribution / active EE | $0 | $1,663-100.0% | $2,618-100.0% | $2,427-100.0% |
| Participant deferral / active EE | $5,158 | $2,919+76.7% | $3,923+31.5% | $4,046+27.5% |
| Admin fee / account holder | $198 | $438-54.8% | $6,873-97.1% | $626-68.4% |