Filed December 12, 2018
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: RAYMOND JAMES AND ASSOCIATES, INC. Service code 16 · EIN 59-1237041 | Consulting | $14,984 |
Service code 37 · EIN 04-2647786 | Loan Processing | $6,600 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported that benefits due were not provided when due.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $34,554 | $41,281-16.3% | $109,313-68.4% | $57,658-40.1% |
| Participation rate | 32.2% | 59.3%-27.2pp | 71.3%-39.1pp | 70.2%-38.1pp |
| Annual return | 7.61% | 8.97%-1.4pp | 22.07%-14.5pp | 5.13%+2.5pp |
| Employer contribution / active EE | $333 | $1,201-72.3% | $3,892-91.4% | $1,974-83.1% |
| Participant deferral / active EE | $914 | $2,223-58.9% | $3,166-71.1% | $3,061-70.1% |
| Admin fee / account holder | $100 | $75+33.4% | $5,666-98.2% | $95+6.2% |