Filed December 29, 1992
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
REGIONS BANK1+ years Service code 55 417 NORTH TWENTIETH STREET · BIRMINGHAM, AL 35203 | Other Commissions | $116,438 |
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $875 |
Annual investment return is in the bottom quintile of the peer cohort.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $57,904 | $72,770-20.4% | $67,652-14.4% | $55,191+4.9% |
| Participation rate | 78.7% | 78.8%-0.1pp | 75.7%+3.0pp | 69.2%+9.5pp |
| Annual return | -2.16% | -3.26%+1.1pp | 6625.04%-6627.2pp | 10.78%-12.9pp |
| Employer contribution / active EE | $1,536 | $1,769-13.2% | $2,266-32.2% | $1,899-19.1% |
| Participant deferral / active EE | $2,639 | $3,408-22.6% | $3,560-25.9% | $3,046-13.4% |
| Admin fee / account holder | $1 | $79-98.4% | $4,821-100.0% | $91-98.6% |