Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: CETERA INVESTMENT ADVISERS LLC Service code 26 · EIN 36-3258176 | Advisory (Participants) | $10,149 |
Service code 15 · EIN 01-0233346 | Recordkeeping | $2,697 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $14,939 | $60,504-75.3% | $81,882-81.8% | $74,478-79.9% |
| Participation rate | 58.5% | 62.9%-4.4pp | 72.4%-13.9pp | 67.2%-8.7pp |
| Annual return | 0.00% | 16.91%-16.9pp | 779.47%-779.5pp | 1370.56%-1370.6pp |
| Employer contribution / active EE | $865 | $2,627-67.1% | $2,916-70.3% | $2,626-67.1% |
| Participant deferral / active EE | $4,635 | $3,400+36.3% | $4,323+7.2% | $4,350+6.5% |
| Admin fee / account holder | $132 | $1,492-91.2% | $7,360-98.2% | $1,946-93.2% |