Retirement plan

STEPHEN T HICKS AND M BANCROFT MCMURPHY III, DDS, PC 401(K) PROFIT SHARING PLAN

Name: STEPHEN T HICKS AND M BANCROFT MCMURPHY III, DDS, PC 401K PS PLAN - STEPHEN T HICKS AND M BANCROFT MCMURPHY III, DDS, PC 401(K) PROFIT SHARING PLAN (2019) Form 5500
Creator: STEPHEN T HICKS AND M BANCROFT MCMURPHY III, DDS, PC 401K PS PLAN
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, STEPHEN T HICKS AND M BANCROFT MCMURPHY III, DDS, PC 401(K) PROFIT SHARING PLAN, STEPHEN T HICKS AND M BANCROFT MCMURPHY III, DDS, PC 401K PS PLAN

STEPHEN T HICKS AND M BANCROFT MCMURPHY III, DDS, PC 401K PS PLANEIN 63-0969653Plan #002PY 2019

1575 UNIVERSITY BLVD S - MOBILE, AL 36609251-660-7434

Prospect flagsLow fidelity bond

How to read this page

Total assets (EOY)

$1.1M

+29.6% from 2018

Total participants

+5.3% from 2018

Average account balance

$60,344

+36.8% from 2018

Annual return

23.57%

+28.18 pp from 2018

Benchmarks

See 104,301 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants<25

Cohort104,301 peers

Snapshot2019

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$1.87M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$134K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

140.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$117K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$12K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+14.25%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$1750

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2E2J3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

ComplianceLow fidelity bond
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).

Expense breakdown

Schedule H Part II

Admin total

$5K

$321 / participant

Other / not subdivided$5K100.0%

% of EOY assets

0.472%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$60,344

$202,342-70.2%

$172,753-65.1%

$152,909-60.5%

Participation rate

87.5%

87.1%+0.4pp

82.6%+4.9pp

82.5%+5.0pp

Annual return

23.57%

1029.88%-1006.3pp

803.00%-779.4pp

345.46%-321.9pp

Employer contribution / active EE

$1,251

$5,857-78.6%

$5,144-75.7%

$4,764-73.7%

Participant deferral / active EE

$2,097

$5,948-64.7%

$5,198-59.7%

$5,851-64.2%

Admin fee / account holder

$285

$17,112-98.3%

$13,956-98.0%

$11,601-97.5%

STEPHEN T HICKS AND M BANCROFT MCMURPHY III, DDS, PC 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

STEPHEN T HICKS AND M BANCROFT MCMURPHY III, DDS, PC 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion