Filed December 9, 1998 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
MATRIX TRUST COMPANY5 years Service code 18 · EIN 75-3182674 | Direct payment from the plan; Trustee... | $197,273 |
MERRILL LYNCH PIERCE FENNER & SMITH10+ years Filed as: MERRILL LYNCH Service code 19 420 N 20TH ST SUITE 2600 · BIRMINGHAM, AL 35203 | Securities Custodian | $72,431 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB Service code 19 100 CHURCH STREET SW STE 625 · HUNTSVILLE, AL 35801 | Securities Custodian | $39,606 |
BAIRD FUNDS5 years Filed as: ROBERT W. BAIRD & CO INCORPORATED Service code 19 777 EAST WISCONSIN AVENUE · MILWAUKEE, WI 532025391 | Securities Custodian | $33,896 |
MORGAN STANLEY SMITH BARNEY10+ years Service code 28 · EIN 20-8764829 | Investment Management | $19,985 |
Filed as: FIDELITYINVESTMENTS Service code 19 ONE PERIMETER PARK SOUTH STE 300 S · BIRMINGHAM, AL 35243 | Securities Custodian | $16,667 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $220,737 | $101,317+117.9% | $146,958+50.2% | $74,495+196.3% |
| Participation rate | 100.0% | 75.5%+24.5pp | 82.2%+17.8pp | 67.2%+32.8pp |
| Annual return | 11.68% | 8730.91%-8719.2pp | 418.34%-406.7pp | 1364.94%-1353.3pp |
| Employer contribution / active EE | $13,479 | $3,810+253.8% | $4,933+173.2% | $2,623+413.9% |
| Participant deferral / active EE | $8,909 | $7,303+22.0% | $8,070+10.4% | $4,346+105.0% |
| Admin fee / account holder | $747 | $1,739-57.1% | $12,998-94.3% | $1,942-61.6% |