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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO,INC Service code 26 · EIN 94-1737782 211 MAIN STREET · SAN FRANCISCO, CA 94105 | Advisory (Participants) | $20,101 |
DIVERSIFIED TRUST COMPANY1+ years Filed as: DIVERSIFIED TRUST COMPANY INC Service code 26 · EIN 62-1554452 6075 POPLAR AVE.,STE. 900 · MEMPHIS, TN 38119 | Advisory (Participants) | $19,974 |
Filed as: MERRILL LYNCH WEALTH MANAGEMENT Service code 26 · EIN 13-5674085 250 VESEY STREET · NEW YORK, NY 10281 | Advisory (Participants) | $6,472 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $141,408 | $46,360+205.0% | $147,618-4.2% | $52,331+170.2% |
| Participation rate | 100.0% | 64.9%+35.1pp | 84.6%+15.4pp | 68.1%+31.9pp |
| Annual return | -5.87% | 1.62%-7.5pp | 61.98%-67.9pp | 4.54%-10.4pp |
| Employer contribution / active EE | $9,241 | $2,126+334.6% | $5,565+66.1% | $1,882+391.1% |
| Participant deferral / active EE | $5,198 | $2,258+130.2% | $4,895+6.2% | $3,022+72.0% |
| Admin fee / account holder | $490 | $766-36.0% | $11,612-95.8% | $592-17.1% |