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| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.2+ years Service code 15 · EIN 94-1347393 | Recordkeeping | $124,994 |
THE STEIN & GOOCH COMPANY, INC.2+ years Service code 26 · EIN 62-1247243 | Advisory (Participants) | $11,508 |
ABERNATHY INVESTMENT MGMT2+ years Filed as: ABERNTHY INVESTMENT MGMT Service code 26 · EIN 41-4903228 | Advisory (Participants) | $8,440 |
Filed as: CARR RIGGS AND INGRAM Service code 26 · EIN 72-1396621 | Advisory (Participants) | $8,440 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $257,301 | $80,177+220.9% | $123,894+107.7% | $57,661+346.2% |
| Participation rate | 98.0% | 74.4%+23.6pp | 81.4%+16.6pp | 70.2%+27.8pp |
| Annual return | 13.28% | 17.90%-4.6pp | 47.52%-34.2pp | 5.13%+8.1pp |
| Employer contribution / active EE | $11,514 | $2,913+295.3% | $4,617+149.4% | $1,974+483.3% |
| Participant deferral / active EE | $8,741 | $5,130+70.4% | $5,984+46.1% | $3,061+185.6% |
| Admin fee / account holder | $261 | $106+145.9% | $8,357-96.9% | $95+176.5% |