Filings through .
See peer percentile detail with Pro.
Pro shows the percentile for each metric against plans of the same size and industry. Free for 7 days, no card. Then $49 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY5 years Service code 15 · EIN 20-8764829 | Recordkeeping | $203,524 |
ADP BROKER-DEALER6 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $37,496 |
ADP BROKER-DEALER11+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
28 funds of $250K or more; 33 lines in all, holding $79.8M of the plan's $93.4M. From the 2025 filing. Recordkeeper: Morgan Stanley.
Target-date series: Nuveen Lifecycle Index, mutual fund, 4% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Nuveen LC Index 2040 R6 TIAA (Nuveen) · Mutual fund Index | $9.4M | 11.8% |
| Nuveen LC Index 2030 R6 TIAA (Nuveen) · Mutual fund Index | $7.9M | 9.9% |
| Nuveen LC Index 2035 R6 TIAA (Nuveen) · Mutual fund Index | $7.0M | 8.7% |
| Vanguard Mid-Cap Index Fund Admiral Shares Vanguard · Mutual fund Index | $5.9M | 7.4% |
| Nuveen LC Index 2025 R6 TIAA (Nuveen) · Mutual fund Index | $5.8M | 7.3% |
| Nuveen LC Index 2055 R6 TIAA (Nuveen) · Mutual fund Index | $5.2M | 6.6% |
| Nuveen LC Index 2050 R6 TIAA (Nuveen) · Mutual fund Index | $4.7M | 5.9% |
| Nuveen LC Index 2045 R6 TIAA (Nuveen) · Mutual fund Index | $4.6M | 5.7% |
| Vanguard Federal Money Market Fund Investor Shares Vanguard · Money market | $3.9M | 4.8% |
| Vanguard LifeStrategy 80/20 Fund Investor Shares Vanguard · Mutual fund | $3.1M | 3.9% |
Added 4 funds, dropped 3 funds, likely replaced 2 funds. Changed share class on 4 funds.
| Fund | Year-end value |
|---|---|
| ReplacedHighFidelity 500 Index Fund to Nuveen LC Index 2040 R6 | $10.0M to $9.4M |
| Share class changeVanguard Mid-Cap Index Fund Investor Shares to Vanguard Mid-Cap Index Fund Admiral Shares | $6.5M to $5.9M |
| Share class changeiShares MSCI Total International Index Fund to iShares MSCI Total International Index Fund Institutional Shares | $1.7M to $2.2M |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 8 renames.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.