Retirement plan

NEW LEXINGTON CLINIC, P.S.C. SAVINGS AND PROFIT SHARING PLAN

Name: NEW LEXINGTON CLINIC, P.S.C. - NEW LEXINGTON CLINIC, P.S.C. SAVINGS AND PROFIT SHARING PLAN (2017) Form 5500
Creator: NEW LEXINGTON CLINIC, P.S.C.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, NEW LEXINGTON CLINIC, P.S.C. SAVINGS AND PROFIT SHARING PLAN, NEW LEXINGTON CLINIC, P.S.C.

NEW LEXINGTON CLINIC, P.S.C.EIN 61-1262927Plan #001PY 2017

1221 S BROADWAY - LEXINGTON, KY 40504859-258-4000

Prospect flagsNo flags tripped

Top hat statement on fileNQDC

Filed January 3, 2008

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

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How to read this page

Total assets (EOY)

$188.6M

+11.5% from 2016

Total participants

1,335

-1.5% from 2016

Average account balance

$149,881

+13.5% from 2016

Annual return

15.91%

+8.85 pp from 2016

Benchmarks

See 1,308 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants1,000-4,999

Cohort1,308 peers

Snapshot2017

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Analytics

Total assets (EOY)

Plan-year ending balance

$295.47M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$159K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

1,861

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

90.7%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$15.92M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$11K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+20.74%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$52

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 6 by compensation

Provider	Service type	Compensation
FUND DIRECT ADVISORS3+ years Filed as: FUND EVALUATION GROUP Service code 49 · EIN 01-0694771	Other Services	$50,632
STRATEGIC ADVISORS, INC.3+ years Service code 27 · EIN 04-2654524	Advisory (Plan)	$31,208
ASCENSUS LLC3+ years Filed as: RETIREMENT MGMT SERVICES Service code 10 · EIN 31-1560462	Accounting	$17,245
FIDELITY INVESTMENTS INSTITUTIONAL3+ years Service code 37 · EIN 04-2647786	Loan Processing	$14,749
MCM CPAS & ADVISORS LLP1 year Filed as: MCM CPAS AND ADVISORS, LLP Service code 10 · EIN 27-1235638	Accounting	$12,200
FIDELITY INVESTMENTS INSTITUTIONAL3+ years Filed as: FIDELITY INVESTMENT INSTITUTIONAL Service code 60	Sub-TA Fees	$0

Plan features & details

Pension benefit codes2A2E2F2G2J2R2S2T

Plan features

2A
Age/service weighted or new comparability plan
Age/service weighted plan where allocations are based on age service or age and service; or new comparability or similar plan where allocations are based on participant classifications consisting entirely or predominantly of highly compensated employees or the plan provides an additional allocation rate on compensation above a specified threshold that exceeds the permitted disparity limits of Code section 401(l).
2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2S
Automatic enrollment
Plan provides for automatic enrollment in plan that has elective contributions deducted from payroll.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$26K

$26 / participant

Investment mgmt$31K119.9%

% of EOY assets

0.014%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.

Auditor firm: MCMCPAS AND ADVISORS, LLP
Auditor EIN: 271235638
Audit fees: (not subdivided)
Opinion code: Disclaimer

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Metric

This plan

Peer set

Industry

Size

Avg account balance

$149,881

$44,989+233.2%

$170,442-12.1%

$77,958+92.3%

Participation rate

92.3%

64.6%+27.7pp

83.6%+8.7pp

71.6%+20.7pp

Annual return

15.91%

19.61%-3.7pp

205.93%-190.0pp

20.87%-5.0pp

Employer contribution / active EE

$3,431

$1,466+134.0%

$5,433-36.9%

$2,310+48.5%

Participant deferral / active EE

$4,246

$2,208+92.3%

$4,939-14.0%

$3,537+20.0%

Admin fee / account holder

$21

$69-70.0%

$13,880-99.9%

$97-78.8%

Provider

Service type

Compensation

FUND DIRECT ADVISORS3+ years

Filed as: FUND EVALUATION GROUP

Service code 49 · EIN 01-0694771

Other Services

$50,632

STRATEGIC ADVISORS, INC.3+ years

Service code 27 · EIN 04-2654524

Advisory (Plan)

$31,208

ASCENSUS LLC3+ years

Filed as: RETIREMENT MGMT SERVICES

Service code 10 · EIN 31-1560462

Accounting

$17,245

FIDELITY INVESTMENTS INSTITUTIONAL3+ years

Service code 37 · EIN 04-2647786

Loan Processing

$14,749

MCM CPAS & ADVISORS LLP1 year

Filed as: MCM CPAS AND ADVISORS, LLP

Service code 10 · EIN 27-1235638

Accounting

$12,200

FIDELITY INVESTMENTS INSTITUTIONAL3+ years

Filed as: FIDELITY INVESTMENT INSTITUTIONAL

Service code 60

Sub-TA Fees

NEW LEXINGTON CLINIC, P.S.C. SAVINGS AND PROFIT SHARING PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

NEW LEXINGTON CLINIC, P.S.C. SAVINGS AND PROFIT SHARING PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion